Stockbroker WHAT DOES HE DO- LETS SEE
A Bloomberg Terminal stockbroker
A stockbroker is a regulated professional individual, usually associated with a brokerage firm or broker-dealer, who buys and sells stocks and other securities for both retail and institutional clients, through a stock exchange or over the counter, in return for a fee or commission.
Stockbrokers are known by numerous professional designations, depending
on the license they hold, the type of securities they sell, or the
services they provide. In the United States, a stockbroker must pass
both the Series 7 and Series 63 exams in order to be licensed. In most English speaking venues, the two word term stock broker, like stock brokerage, normally applies to the brokerage firm, rather than to the individual.
Stockbroker
From Wikipedia, the free encyclopedia
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